Material Changes to ADV Brochure
It is our responsibility to inform you if there have been any material changes to our Disclosure Brochure found here.
Since our last annual updating amendment, we have the following to report:
Andrew Ceisler, Principal and Director, Asset Management is now a member of both Blue Square Wealth and Blue Square Asset Management.
Jay Bluestine, was fined $5,000 and suspended for a 90-day period ending January 4, 2021 by the Financial Industry Regulatory Authority (FINRA) for borrowing money from a personal friend who is also a client. The event happened several years ago and was identified by FINRA after his relationship ended with Raymond James in 2018. We are notifying you of the resolution.
Nothing we are disclosing to you affects Blue Square Wealth as a business, your account(s) or Jay’s ability to perform as your investment advisor. FINRA does not regulate investment advisors, and this is the capacity in which Jay works for you. Jay is not currently a registered representative of a broker-dealer and so is not currently affected by the suspension.